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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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