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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

LR 12.1 Application

As Published: 2005

LR 12.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

DTR 3.1

As Published: 2005

DTR 3.1

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products