Search Result

541 - 600 of 713 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 18.1 Application

As Published: 2005

LR 18.1 Application

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

MCOB 4.6 Cancellation of distance mortgage mediation contracts

As Published: 2004

MCOB 4.6 Cancellation of distance mortgage mediation contracts

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

COB 11.1 Application

As Published: 2006

COB 11.1 Application

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose