Search Result

161 - 180 of 373 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance