Search Result

161 - 180 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification