Search Result

621 - 640 of 710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COB 10.1 Application

As Published: 2006

COB 10.1 Application

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval