Search Result

601 - 620 of 635 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 16.1 Application

As Published: 2005

LR 16.1 Application

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers