Search Result

421 - 440 of 507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies