Search Result

21 - 40 of 441 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

DISP 3.4 Referral of a complaint to another complaints scheme for determination

As Published: 2002

DISP 3.4 Referral of a complaint to another complaints scheme for determination

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose