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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints