Search Result

281 - 300 of 706 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention