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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules