Related provisions for SUP 17.4.2

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SUP 17.4.1EURP

When a firm (whether on its own account or on behalf of another) enters into a reportable transaction (as defined in SUP 17.5), it must make a transaction report (as set out in SUP 17.6) to the FSA.

SUP 17.4.3RRP
An investment management firm or a personal investment firm need not make a transaction report to the FSA if: (1) the reportable transaction is transacted on a regulated market and the firm:(a) reports the reportable transaction to that regulated market; or(b) satisfies itself that it will be so reported; or(2) the firm is the seller, or is acting on behalf of the seller, and the counterparty for that transaction is another firm; or(3) the firm has reasonable grounds to believe