Search Result

561 - 580 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

LR 3.1 Application

As Published: 2005

LR 3.1 Application

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership