Search Result

241 - 260 of 590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose