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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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DISP 3.2 The investigation and consideration of complaints by the Ombudsman

As Published: 2002

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

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COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

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ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

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MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

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