Search Result

501 - 520 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity