Search Result

501 - 520 of 549 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 3.1

As Published: 2005

DTR 3.1

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply