Search Result

461 - 480 of 660 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements