Search Result

421 - 440 of 659 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

…

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

…

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

…

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

…

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

…

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…