Search Result

341 - 360 of 625 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing