Search Result

281 - 300 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices