Search Result

261 - 280 of 614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement