Search Result

261 - 280 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant