Search Result

261 - 280 of 443 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service