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PERG 8.18 Financial promotions concerning the Lloyd’s market
As Published: 2005
PERG 8.18 Financial promotions concerning the Lloyd’s market
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CASS 5.8 Safe keeping of client's documents and other assets
As Published: 2005
CASS 5.8 Safe keeping of client's documents and other assets
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PERG 7.4 Does the article 54 exclusion apply?
As Published: 2005
PERG 7.4 Does the article 54 exclusion apply?
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DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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REC 6.8 Powers of direction and revocation of recognition orders
As Published: 2001
REC 6.8 Powers of direction and revocation of recognition orders
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SUP 17.4 Obligation to make transaction reports
As Published: 2001
SUP 17.4 Obligation to make transaction reports
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MCOB 9.7 Disclosure at the start of the contract
As Published: 2004
MCOB 9.7 Disclosure at the start of the contract
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COLL 7.5 Schemes or sub-funds that are not commercially viable
As Published: 2004
COLL 7.5 Schemes or sub-funds that are not commercially viable
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LR 17.3 Requirements with continuing application
As Published: 2005
LR 17.3 Requirements with continuing application
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SUP 16.9 Appointed representatives annual report
As Published: 2002
SUP 16.9 Appointed representatives annual report
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FEES 2.2 Late Payments and Recovery of Unpaid Fees
As Published: 2006
FEES 2.2 Late Payments and Recovery of Unpaid Fees
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