Search Result

361 - 380 of 613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 6.1 Application

As Published: 2005

LR 6.1 Application

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices