Search Result

341 - 360 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints