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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation