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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples