Search Result

221 - 240 of 417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application