Search Result

161 - 180 of 393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PR App 3.1

As Published: 2005

PR App 3.1

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?