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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service