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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

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DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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