Search Result

461 - 480 of 710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application