Search Result

421 - 440 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 3.1

As Published: 2005

DTR 3.1

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction