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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

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CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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