Search Result

381 - 400 of 644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs