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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants