Search Result

201 - 220 of 417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application