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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general