Search Result

441 - 460 of 694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process