Search Result

381 - 400 of 660 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission