Search Result

381 - 400 of 663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification