Search Result

281 - 300 of 560 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability