Search Result

161 - 180 of 660 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor