Search Result

101 - 120 of 620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability