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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

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PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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