Search Result

361 - 380 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COB 3.5 General

As Published: 2001

COB 3.5 General

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 3.7 Records

As Published: 2003

COB 3.7 Records

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS