Search Result

341 - 360 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

REC 3.23 Default

As Published: 2001

REC 3.23 Default

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes